Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CORRIGAN, MARCUS LEE
Chinese Name of Relevant Individual
HKMA Registration Number
AC0831
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2009 - 05 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2009 - 14 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jan 2006 - 26 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2003 - 26 Mar 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CORRIGAN, MARCUS LEE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0831
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0831
BNP PARIBAS
Type 1: dealing in securities
23 Sep 2009 - 05 Aug 2014
No
AC0831
BNP PARIBAS
Type 1: dealing in securities
09 Sep 2009 - 14 Sep 2009
No
AC0831
UBS AG
Type 7: providing automated trading services
18 Jan 2006 - 26 Mar 2009
No
AC0831
UBS AG
Type 1: dealing in securities
01 Nov 2003 - 26 Mar 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.