Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, MEI LING
Chinese Name of Relevant Individual
關美玲
HKMA Registration Number
AC0834
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2022 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2022 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2019 - 17 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2019 - 17 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 13 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2015 - 13 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2014 - 24 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2012 - 28 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2007 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2007 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2005 - 30 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2005 - 30 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2003 - 25 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2003 - 25 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, MEI LING
:
Chinese Name of Relevant Individual
關美玲
:
HKMA Registration Number
AC0834
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0834
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Jul 2022 - 07 Sep 2025
No
AC0834
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Jul 2022 - 07 Sep 2025
No
AC0834
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
26 Mar 2019 - 17 Jul 2020
No
AC0834
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
26 Mar 2019 - 17 Jul 2020
No
AC0834
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
05 Aug 2015 - 13 Oct 2018
No
AC0834
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
05 Aug 2015 - 13 Oct 2018
No
AC0834
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
03 May 2014 - 24 Oct 2014
No
AC0834
UBS AG
Type 1: dealing in securities
16 Oct 2012 - 28 Oct 2013
No
AC0834
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
25 Jun 2007 - 15 Mar 2012
No
AC0834
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
25 Jun 2007 - 15 Mar 2012
No
AC0834
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
07 Jun 2005 - 30 Oct 2005
No
AC0834
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
07 Jun 2005 - 30 Oct 2005
No
AC0834
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2003 - 25 May 2005
No
AC0834
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2003 - 25 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.