Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, CHI HUNG
Chinese Name of Relevant Individual
黎志雄
HKMA Registration Number
AC0836
Other HKMA Registration Number(s)
AC2476
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2014 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2014 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2013 - 24 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2013 - 24 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2008 - 09 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2008 - 09 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2006 - 23 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2006 - 23 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2004 - 22 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2004 - 22 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Jul 2004 - 22 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2003 - 06 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2003 - 06 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Nov 2003 - 06 Jul 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, CHI HUNG
:
Chinese Name of Relevant Individual
黎志雄
:
HKMA Registration Number
AC0836
:
Other HKMA Registration Number(s)
AC2476
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC2476
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
01 Nov 2014 - 10 May 2022
No
AC2476
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
01 Nov 2014 - 10 May 2022
No
AC2476
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
03 Jan 2013 - 24 Jul 2013
No
AC2476
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
03 Jan 2013 - 24 Jul 2013
No
AC2476
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2008 - 09 Oct 2012
No
AC2476
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2008 - 09 Oct 2012
No
AC2476
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Nov 2006 - 23 Mar 2008
No
AC2476
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Nov 2006 - 23 Mar 2008
No
AC2476
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Jul 2004 - 22 Oct 2006
No
AC2476
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Jul 2004 - 22 Oct 2006
No
AC2476
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Jul 2004 - 22 Oct 2006
No
AC0836
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Dec 2003 - 06 Jul 2004
No
AC0836
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Nov 2003 - 06 Jul 2004
No
AC0836
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Nov 2003 - 06 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.