Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SHUI LING ELAINE
Chinese Name of Relevant Individual
李瑞玲
HKMA Registration Number
AC0842
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2003 - 07 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
05 Nov 2003 - 07 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Nov 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Nov 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SHUI LING ELAINE
:
Chinese Name of Relevant Individual
李瑞玲
:
HKMA Registration Number
AC0842
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0842
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
05 Nov 2003 - 07 Jan 2018
No
AC0842
OCBC WING HANG BANK LIMITED
Type 9: asset management
05 Nov 2003 - 07 Jan 2018
No
AC0842
WING HANG BANK, LIMITED
Type 4: advising on securities
05 Nov 2003 - 21 Mar 2005
No
AC0842
WING HANG BANK, LIMITED
Type 6: advising on corporate finance
05 Nov 2003 - 21 Mar 2005
No
AC0842
WING HANG BANK, LIMITED
Type 7: providing automated trading services
05 Nov 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.