Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HOI YING STELLA
Chinese Name of Relevant Individual
王海盈
HKMA Registration Number
AC0845
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2007 - 17 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2007 - 17 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2007 - 04 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2007 - 04 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2003 - 04 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2003 - 04 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
05 Nov 2003 - 31 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Nov 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HOI YING STELLA
:
Chinese Name of Relevant Individual
王海盈
:
HKMA Registration Number
AC0845
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0845
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
09 Oct 2007 - 17 Nov 2008
No
AC0845
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
09 Oct 2007 - 17 Nov 2008
No
AC0845
DBS BANK LTD.
Type 1: dealing in securities
07 Mar 2007 - 04 Sep 2007
No
AC0845
DBS BANK LTD.
Type 4: advising on securities
07 Mar 2007 - 04 Sep 2007
No
AC0845
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Nov 2003 - 04 Sep 2007
No
AC0845
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Nov 2003 - 04 Sep 2007
No
AC0845
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
05 Nov 2003 - 31 Mar 2005
No
AC0845
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
05 Nov 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
