Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, WING WOON
Chinese Name of Relevant Individual
簡穎媛
HKMA Registration Number
AC0846
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2006 - 18 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2006 - 18 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2003 - 03 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2003 - 03 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, WING WOON
:
Chinese Name of Relevant Individual
簡穎媛
:
HKMA Registration Number
AC0846
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0846
CREDIT SUISSE
Type 1: dealing in securities
20 Apr 2006 - 18 Oct 2009
No
AC0846
CREDIT SUISSE
Type 4: advising on securities
20 Apr 2006 - 18 Oct 2009
No
AC0846
CITIBANK, N.A.
Type 1: dealing in securities
05 Nov 2003 - 03 Jun 2004
No
AC0846
CITIBANK, N.A.
Type 4: advising on securities
05 Nov 2003 - 03 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.