Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KAO, SZE YAN LOLITTA
Chinese Name of Relevant Individual

高思恩
HKMA Registration Number
AC0849
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Nov 2003
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KAO, SZE YAN LOLITTA
:
Chinese Name of Relevant Individual
高思恩
:
HKMA Registration Number
AC0849
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
01 Nov 2003
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
12 Aug 2019
No
WEALTH MANAGEMENT