Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ACOTT, JONATHAN
Chinese Name of Relevant Individual
HKMA Registration Number
AC0854
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2007 - 08 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2007 - 08 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2006 - 21 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2005 - 17 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2005 - 19 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2004 - 16 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2004 - 20 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2003 - 07 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ACOTT, JONATHAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0854
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
06 May 2007 - 08 May 2007
No
AC0854
BARCLAYS BANK PLC
Type 4: advising on securities
06 May 2007 - 08 May 2007
No
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Jun 2006
No
AC0854
BARCLAYS BANK PLC
Type 4: advising on securities
23 Jun 2006
No
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Mar 2006 - 21 Mar 2006
No
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jun 2005 - 17 Jun 2005
No
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Mar 2005 - 19 Mar 2005
No
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Oct 2004 - 16 Oct 2004
No
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
19 May 2004 - 20 May 2004
No
AC0854
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Nov 2003 - 07 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
