Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LIU, SEAN MENG-HSIUNG

Chinese Name of Relevant Individual

劉孟雄

HKMA Registration Number

AC0862

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CHINA CITIC BANK INTERNATIONAL LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

10 May 2017 - 19 Sep 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CHINA EVERBRIGHT BANK CO., LTD.

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Sep 2015 - 12 Apr 2017

Is an Executive Officer? (Yes / No)

Yes

HKMA Registration Number

A

Registered Institution

CHINA EVERBRIGHT BANK CO., LTD.

Regulated Activity

Type 4: advising on securities

Effective Period

11 Sep 2015 - 12 Apr 2017

Is an Executive Officer? (Yes / No)

Yes

HKMA Registration Number

A

Registered Institution

SOCIETE GENERALE

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Jun 2009 - 02 Apr 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

SOCIETE GENERALE

Regulated Activity

Type 4: advising on securities

Effective Period

14 Jun 2009 - 02 Apr 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

SOCIETE GENERALE

Regulated Activity

Type 6: advising on corporate finance

Effective Period

14 Jun 2009 - 02 Apr 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Sep 2006 - 16 Jan 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Sep 2006 - 16 Jan 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BARCLAYS BANK PLC

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Nov 2003 - 11 Aug 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BARCLAYS BANK PLC

Regulated Activity

Type 6: advising on corporate finance

Effective Period

07 Nov 2003 - 11 Aug 2006

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

LIU, SEAN MENG-HSIUNG

:

Chinese Name of Relevant Individual

劉孟雄

:

HKMA Registration Number

AC0862

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AC0862

CHINA CITIC BANK INTERNATIONAL LIMITED

Type 1: dealing in securities

10 May 2017 - 19 Sep 2017

No

AC0862

CHINA EVERBRIGHT BANK CO., LTD.

Type 1: dealing in securities

11 Sep 2015 - 12 Apr 2017

Yes

AC0862

CHINA EVERBRIGHT BANK CO., LTD.

Type 4: advising on securities

11 Sep 2015 - 12 Apr 2017

Yes

AC0862

SOCIETE GENERALE

Type 1: dealing in securities

14 Jun 2009 - 02 Apr 2012

No

AC0862

SOCIETE GENERALE

Type 4: advising on securities

14 Jun 2009 - 02 Apr 2012

No

AC0862

SOCIETE GENERALE

Type 6: advising on corporate finance

14 Jun 2009 - 02 Apr 2012

No

AC0862

BNP PARIBAS

Type 1: dealing in securities

01 Sep 2006 - 16 Jan 2009

No

AC0862

BNP PARIBAS

Type 6: advising on corporate finance

01 Sep 2006 - 16 Jan 2009

No

AC0862

BARCLAYS BANK PLC

Type 1: dealing in securities

07 Nov 2003 - 11 Aug 2006

No

AC0862

BARCLAYS BANK PLC

Type 6: advising on corporate finance

07 Nov 2003 - 11 Aug 2006

No