Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CARPENTER, MICHAEL ALAN
Chinese Name of Relevant Individual
HKMA Registration Number
AC0875
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2006 - 21 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2006 - 21 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2003 - 11 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2003 - 11 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CARPENTER, MICHAEL ALAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0875
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0875
CITIBANK, N.A.
Type 1: dealing in securities
20 Feb 2006 - 21 Feb 2006
No
AC0875
CITIBANK, N.A.
Type 4: advising on securities
20 Feb 2006 - 21 Feb 2006
No
AC0875
CITIBANK, N.A.
Type 1: dealing in securities
10 Nov 2003 - 11 Nov 2003
No
AC0875
CITIBANK, N.A.
Type 4: advising on securities
10 Nov 2003 - 11 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.