Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, SIU LEUNG STANLEY
Chinese Name of Relevant Individual
許兆良
HKMA Registration Number
AC0880
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2021 - 19 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2021 - 19 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Oct 2021 - 19 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2018 - 06 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2018 - 06 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2017 - 20 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2017 - 20 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2015 - 12 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2015 - 12 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2012 - 30 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2012 - 30 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2004 - 28 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2004 - 28 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTERNATIONAL BANK OF ASIA LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2003 - 25 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTERNATIONAL BANK OF ASIA LTD
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2003 - 25 Jul 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, SIU LEUNG STANLEY
:
Chinese Name of Relevant Individual
許兆良
:
HKMA Registration Number
AC0880
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0880
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Oct 2021 - 19 Jan 2026
No
AC0880
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Oct 2021 - 19 Jan 2026
No
AC0880
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Oct 2021 - 19 Jan 2026
No
AC0880
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
21 Jun 2018 - 06 Apr 2021
Yes
AC0880
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
21 Jun 2018 - 06 Apr 2021
Yes
AC0880
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
25 Mar 2017 - 20 Jun 2018
No
AC0880
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
25 Mar 2017 - 20 Jun 2018
No
AC0880
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
05 Nov 2015 - 12 Feb 2017
No
AC0880
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
05 Nov 2015 - 12 Feb 2017
No
AC0880
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 May 2012 - 30 Oct 2015
No
AC0880
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 May 2012 - 30 Oct 2015
No
AC0880
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
05 Aug 2004 - 28 Mar 2012
No
AC0880
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
05 Aug 2004 - 28 Mar 2012
No
AC0880
INTERNATIONAL BANK OF ASIA LTD
Type 1: dealing in securities
12 Nov 2003 - 25 Jul 2004
No
AC0880
INTERNATIONAL BANK OF ASIA LTD
Type 4: advising on securities
12 Nov 2003 - 25 Jul 2004
No
AC0880
INTERNATIONAL BANK OF ASIA LTD
Type 9: asset management
12 Nov 2003 - 25 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.