Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, WAI HUNG JOANNES
Chinese Name of Relevant Individual
何偉雄
HKMA Registration Number
AC0884
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2019 - 17 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2019 - 17 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2015 - 18 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2015 - 18 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 9: asset management
Effective Period
29 Jan 2004 - 04 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2003 - 04 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, WAI HUNG JOANNES
:
Chinese Name of Relevant Individual
何偉雄
:
HKMA Registration Number
AC0884
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0884
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
22 Nov 2019 - 17 Nov 2020
No
AC0884
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
22 Nov 2019 - 17 Nov 2020
No
AC0884
CTBC BANK CO., LTD.
Type 1: dealing in securities
13 Feb 2015 - 18 Apr 2016
No
AC0884
CTBC BANK CO., LTD.
Type 4: advising on securities
13 Feb 2015 - 18 Apr 2016
No
AC0884
EFG BANK AG
Type 9: asset management
29 Jan 2004 - 04 Feb 2015
No
AC0884
EFG BANK AG
Type 1: dealing in securities
12 Nov 2003 - 04 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.