Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KA SHING CATHINA
Chinese Name of Relevant Individual
李嘉聖
HKMA Registration Number
AC0888
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2008 - 29 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2008 - 29 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Mar 2008 - 29 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2008 - 29 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2008 - 29 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2007 - 31 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2007 - 31 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Aug 2007 - 31 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Nov 2003 - 09 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KA SHING CATHINA
:
Chinese Name of Relevant Individual
李嘉聖
:
HKMA Registration Number
AC0888
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0888
SOCIETE GENERALE
Type 1: dealing in securities
15 Mar 2008 - 29 Aug 2008
No
AC0888
SOCIETE GENERALE
Type 4: advising on securities
15 Mar 2008 - 29 Aug 2008
No
AC0888
SOCIETE GENERALE
Type 6: advising on corporate finance
15 Mar 2008 - 29 Aug 2008
No
AC0888
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
02 Feb 2008 - 29 Aug 2008
No
AC0888
SOCIETE GENERALE ASIA LIMITED
Type 4: advising on securities
02 Feb 2008 - 29 Aug 2008
No
AC0888
SOCIETE GENERALE
Type 1: dealing in securities
29 Aug 2007 - 31 Jan 2008
No
AC0888
SOCIETE GENERALE
Type 4: advising on securities
29 Aug 2007 - 31 Jan 2008
No
AC0888
SOCIETE GENERALE
Type 6: advising on corporate finance
29 Aug 2007 - 31 Jan 2008
No
AC0888
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Type 6: advising on corporate finance
12 Nov 2003 - 09 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.