Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, SHUK FUN
Chinese Name of Relevant Individual
劉淑芬
HKMA Registration Number
AC5026
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2011 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
21 Sep 2007 - 01 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2005 - 01 Sep 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, SHUK FUN
:
Chinese Name of Relevant Individual
劉淑芬
:
HKMA Registration Number
AC5026
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5026
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
29 Oct 2011 - 31 Mar 2022
No
AC5026
WING HANG BANK, LIMITED
Type 9: asset management
21 Sep 2007 - 01 Sep 2010
No
AC5026
WING HANG BANK, LIMITED
Type 1: dealing in securities
16 Mar 2005 - 01 Sep 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.