Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, YU HIN ALVIN
Chinese Name of Relevant Individual
盧宇軒
HKMA Registration Number
AC5029
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES INVESTMENT COUNSELLOR
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES INVESTMENT COUNSELLOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2022 - 30 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2022 - 30 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2019 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2019 - 01 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2015 - 25 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2015 - 25 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2010 - 20 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2010 - 20 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2010 - 29 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2010 - 29 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2010 - 01 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2010 - 01 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Mar 2010 - 01 Apr 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, YU HIN ALVIN
:
Chinese Name of Relevant Individual
盧宇軒
:
HKMA Registration Number
AC5029
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jul 2025
No
TREASURES INVESTMENT COUNSELLOR
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jul 2025
No
TREASURES INVESTMENT COUNSELLOR
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5029
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 08 Jul 2025
No
AC5029
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 08 Jul 2025
No
AC5029
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
13 May 2022 - 30 May 2022
No
AC5029
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
13 May 2022 - 30 May 2022
No
AC5029
CHONG HING BANK LIMITED
Type 1: dealing in securities
01 Aug 2019 - 01 Apr 2020
No
AC5029
CHONG HING BANK LIMITED
Type 4: advising on securities
01 Aug 2019 - 01 Apr 2020
No
AC5029
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
04 Jun 2015 - 25 Feb 2016
No
AC5029
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
04 Jun 2015 - 25 Feb 2016
No
AC5029
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2010 - 20 May 2015
No
AC5029
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2010 - 20 May 2015
No
AC5029
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2010 - 29 Oct 2010
No
AC5029
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2010 - 29 Oct 2010
No
AC5029
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Mar 2010 - 01 Apr 2010
No
AC5029
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Mar 2010 - 01 Apr 2010
No
AC5029
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Mar 2010 - 01 Apr 2010
No
AC5029
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Mar 2005 - 12 Jan 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.