Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, HON JIEH
Chinese Name of Relevant Individual
陳宏杰
HKMA Registration Number
AC5047
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2017 - 05 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2017 - 05 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2005 - 30 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2005 - 30 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, HON JIEH
:
Chinese Name of Relevant Individual
陳宏杰
:
HKMA Registration Number
AC5047
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5047
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
12 Apr 2017 - 05 Mar 2021
No
AC5047
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
13 Jan 2017 - 05 Mar 2021
No
AC5047
CTBC BANK CO., LTD.
Type 1: dealing in securities
16 Mar 2005 - 30 Nov 2016
No
AC5047
CTBC BANK CO., LTD.
Type 4: advising on securities
16 Mar 2005 - 30 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.