Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, HUNG YEE
Chinese Name of Relevant Individual
葉紅怡
HKMA Registration Number
AC5065
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
14 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 14 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2021 - 26 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2021 - 26 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Oct 2021 - 26 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2018 - 10 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2018 - 10 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2017 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2014 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2014 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2014 - 24 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2014 - 24 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, HUNG YEE
:
Chinese Name of Relevant Individual
葉紅怡
:
HKMA Registration Number
AC5065
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Apr 2026
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Apr 2026
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Apr 2026
No
CUSTOMER SERVICE
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5065
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 14 Apr 2026
No
AC5065
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 14 Apr 2026
No
AC5065
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 14 Apr 2026
No
AC5065
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Jan 2024 - 03 Dec 2024
No
AC5065
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Jan 2024 - 03 Dec 2024
No
AC5065
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Oct 2021 - 26 Dec 2023
No
AC5065
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Oct 2021 - 26 Dec 2023
No
AC5065
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Oct 2021 - 26 Dec 2023
No
AC5065
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
07 Mar 2018 - 10 Feb 2019
No
AC5065
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
07 Mar 2018 - 10 Feb 2019
No
AC5065
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
16 Jun 2017 - 20 Aug 2017
No
AC5065
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
26 Nov 2014 - 06 Nov 2016
No
AC5065
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
26 Nov 2014 - 06 Nov 2016
No
AC5065
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Feb 2014 - 24 Aug 2014
No
AC5065
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Feb 2014 - 24 Aug 2014
No
AC5065
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Feb 2014 - 24 Aug 2014
No
AC5065
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Sep 2013 - 07 Oct 2013
No
AC5065
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Sep 2013 - 07 Oct 2013
No
AC5065
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Mar 2005 - 03 Jun 2012
No
AC5065
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Mar 2005 - 03 Jun 2012
No
AC5065
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Mar 2005 - 03 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.