Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, WAI SZE
Chinese Name of Relevant Individual
鄧偉詩
HKMA Registration Number
AC5066
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, CUSTOMER SERVICE SUPPORT
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, CUSTOMER SERVICE SUPPORT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2023 - 07 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2023 - 07 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2022 - 28 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2022 - 28 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2017 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2017 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2017 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2017 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2007 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2007 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2007 - 03 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2007 - 03 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2007 - 03 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, WAI SZE
:
Chinese Name of Relevant Individual
鄧偉詩
:
HKMA Registration Number
AC5066
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
11 May 2024
No
ASSISTANT MANAGER, CUSTOMER SERVICE SUPPORT
CHONG HING BANK LIMITED
Type 4: advising on securities
11 May 2024
No
ASSISTANT MANAGER, CUSTOMER SERVICE SUPPORT
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5066
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 11 May 2024
No
AC5066
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 11 May 2024
No
AC5066
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
27 Jan 2023 - 07 Feb 2023
No
AC5066
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
27 Jan 2023 - 07 Feb 2023
No
AC5066
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Jul 2022 - 28 Nov 2022
No
AC5066
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
20 Jul 2022 - 28 Nov 2022
No
AC5066
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Apr 2017 - 26 Jun 2022
No
AC5066
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Apr 2017 - 26 Jun 2022
No
AC5066
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Feb 2017 - 19 Mar 2017
No
AC5066
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Feb 2017 - 19 Mar 2017
No
AC5066
WING LUNG BANK LIMITED
Type 4: advising on securities
22 Dec 2007 - 30 Sep 2014
No
AC5066
WING LUNG BANK LIMITED
Type 1: dealing in securities
01 Sep 2007 - 30 Sep 2014
No
AC5066
MEVAS BANK LIMITED
Type 1: dealing in securities
03 May 2007 - 03 Jun 2007
No
AC5066
MEVAS BANK LIMITED
Type 4: advising on securities
03 May 2007 - 03 Jun 2007
No
AC5066
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 Apr 2007 - 03 Jun 2007
No
AC5066
DAH SING BANK, LIMITED
Type 4: advising on securities
24 Apr 2007 - 03 Jun 2007
No
AC5066
CHONG HING BANK LIMITED
Type 1: dealing in securities
31 Aug 2006 - 24 Apr 2007
No
AC5066
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Sep 2005 - 17 Apr 2006
No
AC5066
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Mar 2005 - 17 Apr 2006
No
AC5066
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Mar 2005 - 17 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.