Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KA LUN
Chinese Name of Relevant Individual
余家倫
HKMA Registration Number
AC5073
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2021 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2021 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2011 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2006 - 08 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2006 - 08 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2005 - 06 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2005 - 06 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KA LUN
:
Chinese Name of Relevant Individual
余家倫
:
HKMA Registration Number
AC5073
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5073
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2021 - 13 Nov 2022
No
AC5073
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2021 - 13 Nov 2022
No
AC5073
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
26 May 2011 - 04 Jul 2021
No
AC5073
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Feb 2006 - 08 May 2011
No
AC5073
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Feb 2006 - 08 May 2011
No
AC5073
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
17 Mar 2005 - 06 Nov 2005
No
AC5073
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
17 Mar 2005 - 06 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.