Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIAO, YEE CHING
Chinese Name of Relevant Individual
廖義禎
HKMA Registration Number
AC5084
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2006 - 24 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2006 - 24 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 May 2006 - 24 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2005 - 06 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2005 - 06 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Mar 2005 - 06 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIAO, YEE CHING
:
Chinese Name of Relevant Individual
廖義禎
:
HKMA Registration Number
AC5084
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5084
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 May 2006 - 24 Jul 2006
No
AC5084
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 May 2006 - 24 Jul 2006
No
AC5084
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 May 2006 - 24 Jul 2006
No
AC5084
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Mar 2005 - 06 May 2006
No
AC5084
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Mar 2005 - 06 May 2006
No
AC5084
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Mar 2005 - 06 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.