Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, PUI MAN
Chinese Name of Relevant Individual
李佩汶
HKMA Registration Number
AC5085
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2013 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2013 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2005 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2005 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Mar 2005 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, PUI MAN
:
Chinese Name of Relevant Individual
李佩汶
:
HKMA Registration Number
AC5085
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5085
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Sep 2013 - 03 Apr 2022
No
AC5085
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Sep 2013 - 03 Apr 2022
No
AC5085
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Mar 2005 - 02 Aug 2013
No
AC5085
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Mar 2005 - 02 Aug 2013
No
AC5085
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Mar 2005 - 02 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.