Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PALKHIWALLA, KAYOMARZ NOSHIR
Chinese Name of Relevant Individual
HKMA Registration Number
AC5086
Other HKMA Registration Number(s)
AC1424
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2015 - 11 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2007 - 11 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2005 - 19 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2005 - 19 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2004 - 17 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2004 - 17 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Mar 2004 - 17 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PALKHIWALLA, KAYOMARZ NOSHIR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5086
:
Other HKMA Registration Number(s)
AC1424
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC1424
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
Since 12 Oct 2020
Yes
AC1424
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
Since 12 Oct 2020
Yes
AC1424
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
29 Aug 2015 - 11 Oct 2020
No
AC1424
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
24 Nov 2007 - 11 Oct 2020
No
AC5086
FORTIS BANK
Type 1: dealing in securities
18 Mar 2005 - 19 Nov 2007
No
AC5086
FORTIS BANK
Type 4: advising on securities
18 Mar 2005 - 19 Nov 2007
No
AC1424
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Mar 2004 - 17 Mar 2005
No
AC1424
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Mar 2004 - 17 Mar 2005
No
AC1424
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 7: providing automated trading services
01 Mar 2004 - 17 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.