Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, CHUN YUEN
Chinese Name of Relevant Individual
盧俊元
HKMA Registration Number
AC5105
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2015 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2015 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2015 - 16 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2015 - 16 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2011 - 06 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2008 - 30 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2008 - 30 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Feb 2008 - 30 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2005 - 15 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, CHUN YUEN
:
Chinese Name of Relevant Individual
盧俊元
:
HKMA Registration Number
AC5105
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5105
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Nov 2015 - 31 Dec 2016
No
AC5105
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Nov 2015 - 31 Dec 2016
No
AC5105
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jan 2015 - 16 Sep 2015
No
AC5105
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jan 2015 - 16 Sep 2015
No
AC5105
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2011 - 06 Jul 2014
No
AC5105
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Apr 2008 - 30 Apr 2008
No
AC5105
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Feb 2008 - 30 Apr 2008
No
AC5105
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Feb 2008 - 30 Apr 2008
No
AC5105
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Mar 2005 - 15 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.