Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SZE WAI MATTHEW
Chinese Name of Relevant Individual
李思維
HKMA Registration Number
AC5112
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2006 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2006 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 17 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 17 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SZE WAI MATTHEW
:
Chinese Name of Relevant Individual
李思維
:
HKMA Registration Number
AC5112
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5112
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 30 Apr 2019
No
AC5112
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 30 Apr 2019
No
AC5112
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
05 Mar 2015 - 30 Sep 2016
No
AC5112
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
05 Mar 2015 - 30 Sep 2016
No
AC5112
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 17 Feb 2015
No
AC5112
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 17 Feb 2015
No
AC5112
CITIBANK, N.A.
Type 1: dealing in securities
07 Oct 2006 - 17 Feb 2015
No
AC5112
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Oct 2006 - 17 Feb 2015
No
AC5112
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 17 Oct 2006
No
AC5112
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 17 Oct 2006
No
AC5112
CITIBANK, N.A.
Type 1: dealing in securities
20 Mar 2005 - 07 Jul 2005
No
AC5112
CITIBANK, N.A.
Type 4: advising on securities
20 Mar 2005 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.