Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, KING YAN MARQUIS
Chinese Name of Relevant Individual
呂敬仁
HKMA Registration Number
AC5116
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2010 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
22 Mar 2005 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2005 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2005 - 31 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, KING YAN MARQUIS
:
Chinese Name of Relevant Individual
呂敬仁
:
HKMA Registration Number
AC5116
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5116
CITIBANK, N.A.
Type 1: dealing in securities
07 Nov 2010 - 30 Nov 2011
No
AC5116
CITIBANK, N.A.
Type 4: advising on securities
07 Nov 2010 - 30 Nov 2011
No
AC5116
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Nov 2010 - 30 Nov 2011
No
AC5116
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Nov 2010 - 30 Nov 2011
No
AC5116
HSBC PRIVATE BANK (SUISSE) SA
Type 9: asset management
22 Mar 2005 - 31 Jul 2007
No
AC5116
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
21 Mar 2005 - 31 Jul 2007
No
AC5116
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
21 Mar 2005 - 31 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.