Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, WING LAM VICLA
Chinese Name of Relevant Individual
阮頴琳
HKMA Registration Number
AC5121
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2012 - 15 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2012 - 15 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2012 - 23 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2012 - 23 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2011 - 02 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2011 - 02 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2011 - 28 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2011 - 28 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2008 - 03 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2005 - 26 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2005 - 26 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, WING LAM VICLA
:
Chinese Name of Relevant Individual
阮頴琳
:
HKMA Registration Number
AC5121
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5121
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Dec 2012 - 15 Mar 2013
No
AC5121
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Dec 2012 - 15 Mar 2013
No
AC5121
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Dec 2012 - 23 Dec 2012
No
AC5121
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Dec 2012 - 23 Dec 2012
No
AC5121
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
30 Aug 2011 - 02 Feb 2012
No
AC5121
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
30 Aug 2011 - 02 Feb 2012
No
AC5121
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jun 2011 - 28 Jul 2011
No
AC5121
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jun 2011 - 28 Jul 2011
No
AC5121
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 May 2008 - 03 May 2011
No
AC5121
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Mar 2005 - 26 Feb 2006
No
AC5121
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Mar 2005 - 26 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.