Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KIN BUN
Chinese Name of Relevant Individual
何健彬
HKMA Registration Number
AC5122
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2024 - 14 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2019 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2019 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Oct 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2018 - 07 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2010 - 15 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2010 - 15 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2007 - 27 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2005 - 01 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2005 - 01 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KIN BUN
:
Chinese Name of Relevant Individual
何健彬
:
HKMA Registration Number
AC5122
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5122
MOX BANK LIMITED
Type 1: dealing in securities
18 Apr 2024 - 14 May 2025
No
AC5122
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Oct 2019 - 02 Jul 2023
No
AC5122
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Oct 2019 - 02 Jul 2023
No
AC5122
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Oct 2019 - 30 Jun 2022
No
AC5122
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
12 Jan 2018 - 07 Aug 2019
No
AC5122
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Feb 2016 - 15 Aug 2017
No
AC5122
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Feb 2016 - 15 Aug 2017
No
AC5122
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Sep 2010 - 15 Jul 2015
No
AC5122
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Sep 2010 - 15 Jul 2015
No
AC5122
WING HANG BANK, LIMITED
Type 1: dealing in securities
06 Feb 2007 - 27 Sep 2007
No
AC5122
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Mar 2005 - 01 Mar 2006
No
AC5122
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Mar 2005 - 01 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.