Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, MAN YEE
Chinese Name of Relevant Individual
范敏怡
HKMA Registration Number
AC5123
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2018 - 06 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2018 - 06 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2016 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2016 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2015 - 22 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2008 - 18 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2008 - 18 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2007 - 19 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2007 - 19 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2006 - 25 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2006 - 25 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2005 - 27 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2005 - 29 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2005 - 29 Aug 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, MAN YEE
:
Chinese Name of Relevant Individual
范敏怡
:
HKMA Registration Number
AC5123
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5123
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 May 2018 - 06 Nov 2020
No
AC5123
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 May 2018 - 06 Nov 2020
No
AC5123
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jun 2016 - 13 Apr 2018
No
AC5123
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jun 2016 - 13 Apr 2018
No
AC5123
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Oct 2015 - 22 May 2016
No
AC5123
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Jun 2008 - 18 Apr 2009
No
AC5123
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Jun 2008 - 18 Apr 2009
No
AC5123
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
25 Jan 2007 - 19 Jun 2008
No
AC5123
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
25 Jan 2007 - 19 Jun 2008
No
AC5123
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
25 May 2006 - 25 Oct 2006
No
AC5123
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
25 May 2006 - 25 Oct 2006
No
AC5123
ABN AMRO BANK N.V.
Type 1: dealing in securities
15 Oct 2005 - 27 Dec 2005
No
AC5123
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Mar 2005 - 29 Aug 2005
No
AC5123
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Mar 2005 - 29 Aug 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.