Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TING YIU
Chinese Name of Relevant Individual
王庭瑤
HKMA Registration Number
AC5135
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2006 - 13 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2006 - 13 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2006 - 13 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2006 - 13 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2005 - 13 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2005 - 13 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TING YIU
:
Chinese Name of Relevant Individual
王庭瑤
:
HKMA Registration Number
AC5135
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5135
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Mar 2006 - 13 Dec 2015
No
AC5135
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Mar 2006 - 13 Dec 2015
No
AC5135
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
02 Mar 2006 - 13 Dec 2015
No
AC5135
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
02 Mar 2006 - 13 Dec 2015
No
AC5135
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2005 - 13 Dec 2015
No
AC5135
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2005 - 13 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.