Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SO, YUK CHI WINNIE
Chinese Name of Relevant Individual

蘇玉枝
HKMA Registration Number
AC5139
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Aug 2005
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Aug 2005
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, YUK CHI WINNIE
:
Chinese Name of Relevant Individual
蘇玉枝
:
HKMA Registration Number
AC5139
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Aug 2005
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Aug 2005
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II