Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, SIU HUNG
Chinese Name of Relevant Individual
杜少雄
HKMA Registration Number
AC5146
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2011 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2011 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2010 - 12 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2010 - 12 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2007 - 21 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2007 - 21 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2006 - 30 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Sep 2006 - 30 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2006 - 27 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2006 - 27 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2005 - 24 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, SIU HUNG
:
Chinese Name of Relevant Individual
杜少雄
:
HKMA Registration Number
AC5146
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5146
CHONG HING BANK LIMITED
Type 1: dealing in securities
08 Sep 2011 - 11 Jul 2014
No
AC5146
CHONG HING BANK LIMITED
Type 4: advising on securities
08 Sep 2011 - 11 Jul 2014
No
AC5146
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Jul 2010 - 12 Jun 2011
No
AC5146
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Jul 2010 - 12 Jun 2011
No
AC5146
CHONG HING BANK LIMITED
Type 1: dealing in securities
04 May 2007 - 21 Mar 2010
No
AC5146
CHONG HING BANK LIMITED
Type 4: advising on securities
04 May 2007 - 21 Mar 2010
No
AC5146
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Sep 2006 - 30 Mar 2007
No
AC5146
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Sep 2006 - 30 Mar 2007
No
AC5146
DAH SING BANK, LIMITED
Type 1: dealing in securities
06 Jan 2006 - 27 Aug 2006
No
AC5146
DAH SING BANK, LIMITED
Type 4: advising on securities
06 Jan 2006 - 27 Aug 2006
No
AC5146
WING LUNG BANK LIMITED
Type 1: dealing in securities
24 Mar 2005 - 24 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.