Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, MEI-LING
Chinese Name of Relevant Individual
HKMA Registration Number
AC5155
Other HKMA Registration Number(s)
AF5519
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2013 - 31 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2013 - 31 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2013 - 30 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2013 - 30 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2013 - 23 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2013 - 23 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2013 - 05 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2013 - 05 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2013 - 16 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2013 - 16 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2013 - 29 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, MEI-LING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5155
:
Other HKMA Registration Number(s)
AF5519
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
06 Jan 2015
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 4: advising on securities
06 Jan 2015
No
STAFF OF CLIENT ADVISOR
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5155
LGT BANK AG
Type 1: dealing in securities
Since 06 Jan 2015
No
AC5155
LGT BANK AG
Type 4: advising on securities
Since 06 Jan 2015
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Oct 2013 - 31 Jul 2014
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
04 Oct 2013 - 31 Jul 2014
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Sep 2013 - 30 Sep 2013
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
04 Sep 2013 - 30 Sep 2013
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Aug 2013 - 30 Aug 2013
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
12 Aug 2013 - 30 Aug 2013
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jul 2013 - 23 Jul 2013
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
16 Jul 2013 - 23 Jul 2013
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Jul 2013 - 05 Jul 2013
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
04 Jul 2013 - 05 Jul 2013
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jun 2013 - 16 Jun 2013
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jun 2013 - 16 Jun 2013
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Apr 2013 - 29 Apr 2013
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
27 Apr 2013 - 29 Apr 2013
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Jan 2013 - 14 Jan 2013
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
13 Jan 2013 - 14 Jan 2013
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Nov 2012 - 25 Nov 2012
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
24 Nov 2012 - 25 Nov 2012
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Aug 2012 - 12 Aug 2012
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
10 Aug 2012 - 12 Aug 2012
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Apr 2012 - 22 Apr 2012
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
19 Apr 2012 - 22 Apr 2012
No
AF5519
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Mar 2012 - 02 Apr 2012
No
AF5519
BARCLAYS BANK PLC
Type 4: advising on securities
29 Mar 2012 - 02 Apr 2012
No
AC5155
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
25 Mar 2005 - 12 Oct 2007
No
AC5155
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
25 Mar 2005 - 12 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.