Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, TSZ CHEUNG RONNIE
Chinese Name of Relevant Individual

李子祥
HKMA Registration Number
AC5162
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2011
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, TSZ CHEUNG RONNIE
:
Chinese Name of Relevant Individual
李子祥
:
HKMA Registration Number
AC5162
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
27 Jan 2011
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
07 Jan 2014
No
CLIENT ADVISOR WM