Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, TSZ YEUNG
Chinese Name of Relevant Individual
馮梓揚
HKMA Registration Number
AC5164
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, TEAM HEAD
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, TEAM HEAD
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2015 - 04 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2015 - 04 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2015 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Aug 2015 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2012 - 16 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2012 - 16 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2005 - 17 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2005 - 17 Oct 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, TSZ YEUNG
:
Chinese Name of Relevant Individual
馮梓揚
:
HKMA Registration Number
AC5164
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
20 Oct 2020
No
VICE PRESIDENT, TEAM HEAD
CHONG HING BANK LIMITED
Type 4: advising on securities
20 Oct 2020
No
VICE PRESIDENT, TEAM HEAD
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5164
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 20 Oct 2020
No
AC5164
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 20 Oct 2020
No
AC5164
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
20 Nov 2015 - 04 Sep 2020
No
AC5164
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
20 Nov 2015 - 04 Sep 2020
No
AC5164
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
12 Nov 2015
No
AC5164
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
12 Nov 2015
No
AC5164
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Aug 2015 - 04 Oct 2015
No
AC5164
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Aug 2015 - 04 Oct 2015
No
AC5164
CITIBANK, N.A.
Type 1: dealing in securities
19 Jul 2012 - 16 Dec 2014
No
AC5164
CITIBANK, N.A.
Type 4: advising on securities
19 Jul 2012 - 16 Dec 2014
No
AC5164
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
25 Mar 2005 - 17 Oct 2011
No
AC5164
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
25 Mar 2005 - 17 Oct 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.