Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, BING
Chinese Name of Relevant Individual
劉冰
HKMA Registration Number
AC5167
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2006 - 06 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Mar 2006 - 06 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Mar 2005 - 03 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, BING
:
Chinese Name of Relevant Individual
劉冰
:
HKMA Registration Number
AC5167
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5167
UBS AG
Type 4: advising on securities
22 Mar 2006 - 06 May 2008
No
AC5167
UBS AG
Type 6: advising on corporate finance
22 Mar 2006 - 06 May 2008
No
AC5167
CANADIAN IMPERIAL BANK OF COMMERCE
Type 6: advising on corporate finance
25 Mar 2005 - 03 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.