Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, WING SUM
Chinese Name of Relevant Individual
鄭詠心
HKMA Registration Number
AC5172
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2008 - 14 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2008 - 14 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2007 - 05 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 17 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2005 - 27 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, WING SUM
:
Chinese Name of Relevant Individual
鄭詠心
:
HKMA Registration Number
AC5172
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5172
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Aug 2008 - 14 Aug 2025
No
AC5172
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Aug 2008 - 14 Aug 2025
No
AC5172
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
21 Dec 2007 - 05 Mar 2008
No
AC5172
SOCIETE GENERALE
Type 1: dealing in securities
01 Jul 2005 - 17 Jul 2005
No
AC5172
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
30 Mar 2005 - 27 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.