Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SHIU FUNG TERENCE
Chinese Name of Relevant Individual
林肇峰
HKMA Registration Number
AC5193
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2008 - 22 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2008 - 22 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2005 - 20 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2005 - 20 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SHIU FUNG TERENCE
:
Chinese Name of Relevant Individual
林肇峰
:
HKMA Registration Number
AC5193
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5193
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
07 Jun 2008 - 22 Jun 2008
No
AC5193
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
07 Jun 2008 - 22 Jun 2008
No
AC5193
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2005 - 20 Jun 2007
No
AC5193
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2005 - 20 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.