Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, ANTHONY
Chinese Name of Relevant Individual
蕭德祺
HKMA Registration Number
AC5206
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2008 - 29 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Feb 2008 - 29 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 31 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Apr 2005 - 31 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, ANTHONY
:
Chinese Name of Relevant Individual
蕭德祺
:
HKMA Registration Number
AC5206
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5206
BNP PARIBAS
Type 1: dealing in securities
11 Feb 2008 - 29 Apr 2020
No
AC5206
BNP PARIBAS
Type 6: advising on corporate finance
11 Feb 2008 - 29 Apr 2020
No
AC5206
DBS BANK LTD.
Type 4: advising on securities
02 Apr 2005 - 31 Oct 2005
No
AC5206
DBS BANK LTD.
Type 6: advising on corporate finance
02 Apr 2005 - 31 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.