Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, YIU KUEN
Chinese Name of Relevant Individual
袁耀權
HKMA Registration Number
AC5207
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2018 - 08 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2018 - 08 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2011 - 11 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2011 - 11 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
11 Mar 2011 - 19 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, YIU KUEN
:
Chinese Name of Relevant Individual
袁耀權
:
HKMA Registration Number
AC5207
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5207
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Feb 2018 - 08 Mar 2024
No
AC5207
ROYAL BANK OF CANADA
Type 4: advising on securities
23 Feb 2018 - 08 Mar 2024
No
AC5207
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Mar 2011 - 11 Feb 2018
No
AC5207
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Mar 2011 - 11 Feb 2018
No
AC5207
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
11 Mar 2011 - 19 Oct 2014
No
AC5207
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 20 May 2005
No
AC5207
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 20 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.