Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, CHI KWONG
Chinese Name of Relevant Individual
鄧志光
HKMA Registration Number
AC5214
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2006 - 16 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2006 - 16 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 May 2006 - 16 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2006 - 16 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2006 - 16 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Mar 2006 - 16 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2005 - 23 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 23 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 23 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, CHI KWONG
:
Chinese Name of Relevant Individual
鄧志光
:
HKMA Registration Number
AC5214
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5214
DBS BANK LTD.
Type 1: dealing in securities
10 May 2006 - 16 Jan 2007
No
AC5214
DBS BANK LTD.
Type 4: advising on securities
10 May 2006 - 16 Jan 2007
No
AC5214
DBS BANK LTD.
Type 6: advising on corporate finance
10 May 2006 - 16 Jan 2007
No
AC5214
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2006 - 16 Jan 2007
No
AC5214
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Mar 2006 - 16 Jan 2007
No
AC5214
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Mar 2006 - 16 Jan 2007
No
AC5214
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 May 2005 - 23 Mar 2006
No
AC5214
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 23 Mar 2006
No
AC5214
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 23 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.