Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, WAI CHUNG ABBY
Chinese Name of Relevant Individual
譚慧中
HKMA Registration Number
AC5215
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2010 - 27 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2010 - 27 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2005 - 08 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 08 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 08 Apr 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, WAI CHUNG ABBY
:
Chinese Name of Relevant Individual
譚慧中
:
HKMA Registration Number
AC5215
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5215
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
19 Jun 2010 - 27 Feb 2024
No
AC5215
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
19 Jun 2010 - 27 Feb 2024
No
AC5215
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 May 2005 - 08 Apr 2010
No
AC5215
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 08 Apr 2010
No
AC5215
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 08 Apr 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.