Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHI MING TONY
Chinese Name of Relevant Individual
劉智明
HKMA Registration Number
AC5232
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2013 - 24 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Mar 2013 - 24 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2015 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2005 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 03 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHI MING TONY
:
Chinese Name of Relevant Individual
劉智明
:
HKMA Registration Number
AC5232
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5232
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Mar 2013 - 24 Jan 2026
No
AC5232
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Mar 2013 - 24 Jan 2026
No
AC5232
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Nov 2015 - 27 Mar 2018
No
AC5232
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 May 2005 - 03 Sep 2012
No
AC5232
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 03 Sep 2012
No
AC5232
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 03 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.