Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, STEVE DING LUT
Chinese Name of Relevant Individual
鄺定律
HKMA Registration Number
AC5233
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2016 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Dec 2016 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2016 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2010 - 31 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2006 - 31 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jul 2006 - 31 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, STEVE DING LUT
:
Chinese Name of Relevant Individual
鄺定律
:
HKMA Registration Number
AC5233
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5233
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Dec 2016 - 06 Sep 2023
No
AC5233
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Dec 2016 - 06 Sep 2023
No
AC5233
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Dec 2016 - 27 Mar 2018
No
AC5233
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Apr 2010 - 31 Jul 2014
No
AC5233
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jul 2006 - 31 Jul 2014
No
AC5233
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Jul 2006 - 31 Jul 2014
No
AC5233
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 20 May 2005
No
AC5233
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 20 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.