Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, LUK SO
Chinese Name of Relevant Individual
傅六蘇
HKMA Registration Number
AC5237
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2006 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2006 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Mar 2006 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2005 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, LUK SO
:
Chinese Name of Relevant Individual
傅六蘇
:
HKMA Registration Number
AC5237
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5237
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2006 - 30 Sep 2016
No
AC5237
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2006 - 30 Sep 2016
No
AC5237
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Mar 2006 - 30 Sep 2016
No
AC5237
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 May 2005 - 22 Mar 2006
No
AC5237
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 22 Mar 2006
No
AC5237
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 22 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
