Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, MOON TONG AGGIE
Chinese Name of Relevant Individual
陳滿堂
HKMA Registration Number
AC5246
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jun 2013
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, COMMERCIAL BANKING
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jun 2013
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, COMMERCIAL BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EAST WEST BANK
SFC CE number
AOE791
Business Address
SUITE 1108, 11/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2007 - 10 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2006 - 28 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2006 - 28 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Mar 2006 - 28 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2005 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, MOON TONG AGGIE
:
Chinese Name of Relevant Individual
陳滿堂
:
HKMA Registration Number
AC5246
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EAST WEST BANK
Type 1: dealing in securities
04 Jun 2013
No
VICE PRESIDENT, COMMERCIAL BANKING
EAST WEST BANK
Type 4: advising on securities
04 Jun 2013
No
VICE PRESIDENT, COMMERCIAL BANKING
Name of Registered Institution
SFC CE number
Business Address
EAST WEST BANK
AOE791
SUITE 1108, 11/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5246
EAST WEST BANK
Type 1: dealing in securities
Since 04 Jun 2013
No
AC5246
EAST WEST BANK
Type 4: advising on securities
Since 04 Jun 2013
No
AC5246
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Mar 2007 - 10 Jun 2012
No
AC5246
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2006 - 28 Jan 2007
No
AC5246
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2006 - 28 Jan 2007
No
AC5246
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Mar 2006 - 28 Jan 2007
No
AC5246
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 May 2005 - 22 Mar 2006
No
AC5246
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 22 Mar 2006
No
AC5246
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 22 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.