Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KIN KEI
Chinese Name of Relevant Individual
陳健基
HKMA Registration Number
AC5248
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Aug 2008
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Aug 2008
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MUFG BANK, LTD.
SFC CE number
AAN305
Business Address
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Aug 2008 - 12 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KIN KEI
:
Chinese Name of Relevant Individual
陳健基
:
HKMA Registration Number
AC5248
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MUFG BANK, LTD.
Type 1: dealing in securities
22 Aug 2008
No
DIRECTOR
MUFG BANK, LTD.
Type 4: advising on securities
22 Aug 2008
No
DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
MUFG BANK, LTD.
AAN305
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5248
MUFG BANK, LTD.
Type 1: dealing in securities
Since 22 Aug 2008
No
AC5248
MUFG BANK, LTD.
Type 4: advising on securities
Since 22 Aug 2008
No
AC5248
MUFG BANK, LTD.
Type 6: advising on corporate finance
22 Aug 2008 - 12 Nov 2020
No
AC5248
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 20 May 2005
No
AC5248
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 20 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
