Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA KUI
Chinese Name of Relevant Individual
陳嘉駒
HKMA Registration Number
AC5249
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2015 - 16 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2015 - 16 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Aug 2015 - 16 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2008 - 18 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2008 - 18 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Sep 2008 - 18 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 20 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA KUI
:
Chinese Name of Relevant Individual
陳嘉駒
:
HKMA Registration Number
AC5249
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5249
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2015 - 16 May 2019
No
AC5249
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2015 - 16 May 2019
No
AC5249
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Aug 2015 - 16 May 2019
No
AC5249
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Sep 2008 - 18 Mar 2013
No
AC5249
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Sep 2008 - 18 Mar 2013
No
AC5249
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Sep 2008 - 18 Mar 2013
No
AC5249
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2005 - 20 May 2005
No
AC5249
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2005 - 20 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.