Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHEK, KIN WAI ROCKY
Chinese Name of Relevant Individual

石建威
HKMA Registration Number
AC5252
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2005
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Apr 2005
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHEK, KIN WAI ROCKY
:
Chinese Name of Relevant Individual
石建威
:
HKMA Registration Number
AC5252
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2020
No
MARKETING OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2020
No
MARKETING OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
02 Apr 2005
No
MARKETING OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
02 Apr 2005
No
MARKETING OFFICER