Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHI WING
Chinese Name of Relevant Individual
吳志榮
HKMA Registration Number
AC5255
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2018 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2018 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
31 Oct 2018 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2016 - 14 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
17 Feb 2016 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2010 - 02 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2010 - 02 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2005 - 17 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2005 - 17 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHI WING
:
Chinese Name of Relevant Individual
吳志榮
:
HKMA Registration Number
AC5255
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5255
CHONG HING BANK LIMITED
Type 1: dealing in securities
31 Oct 2018 - 12 Aug 2022
No
AC5255
CHONG HING BANK LIMITED
Type 4: advising on securities
31 Oct 2018 - 12 Aug 2022
No
AC5255
CHONG HING BANK LIMITED
Type 9: asset management
31 Oct 2018 - 12 Aug 2022
No
AC5255
ABN AMRO BANK N.V.
Type 1: dealing in securities
03 Jun 2016 - 31 Dec 2017
Yes
AC5255
ABN AMRO BANK N.V.
Type 4: advising on securities
03 Jun 2016 - 14 Aug 2017
Yes
AC5255
ABN AMRO BANK N.V.
Type 9: asset management
17 Feb 2016 - 01 Jun 2017
No
AC5255
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Mar 2010 - 02 Jun 2016
No
AC5255
ABN AMRO BANK N.V.
Type 4: advising on securities
24 Mar 2010 - 02 Jun 2016
No
AC5255
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
01 May 2009 - 31 Mar 2010
No
AC5255
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
01 May 2009 - 31 Mar 2010
No
AC5255
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
02 Apr 2005 - 17 Nov 2006
No
AC5255
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
02 Apr 2005 - 17 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.