Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, DERRICK TAT HIN
Chinese Name of Relevant Individual
黃達軒
HKMA Registration Number
AC5257
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2011 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2011 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Aug 2011 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2005 - 14 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2005 - 14 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Apr 2005 - 14 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, DERRICK TAT HIN
:
Chinese Name of Relevant Individual
黃達軒
:
HKMA Registration Number
AC5257
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5257
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2011 - 24 May 2013
No
AC5257
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Aug 2011 - 24 May 2013
No
AC5257
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Aug 2011 - 24 May 2013
No
AC5257
UBS AG
Type 1: dealing in securities
14 Apr 2005 - 14 Sep 2007
No
AC5257
UBS AG
Type 4: advising on securities
05 Apr 2005 - 14 Sep 2007
No
AC5257
UBS AG
Type 6: advising on corporate finance
05 Apr 2005 - 14 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.